Form D · Hedge Fund

FIRST WESTERN CAPITAL MANAGEMENT CALIFORNIA TAX EXEMPT LIMITED PARTNERSHIP

Los Angeles, CA · CIK 0001010755

Offering snapshot reported Jun 7, 2010 · SEC filing

Reported sold: $5.88M
Investors reported: 111
Minimum accepted: $250K
First sale: Jan 1, 1996

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

Scroll to see all columns →

Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Jun 7, 2010	Initial	$5,883,357	No comparison	111	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06
Duration over one year: Yes
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-143023

Source: Form D, filed Jun 7, 2010. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

FIRST WESTERN CAPITAL MANAGEMENT CALIFORNIA TAX EXEMPT LIMITED PARTNERSHIP

Investment adviser: FIRST WESTERN CAPITAL MANAGEMENT COMPANY

Gross asset value: $0
Beneficial owners: 0
ADV minimum commitment: $250K

Reported in Form ADV on Mar 26, 2019. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator MA. CORAZON MERCADO-BAUTISTA, CPA LOS ANGELES, California, United States Investor statements: No (provided to no investors) Related to adviser: No

Auditor COHEN & COMPANY LTD. CLEVELAND, Ohio, United States

Custodian NATIONAL FINANCIAL SERVICES LLC BOSTON, Massachusetts, United States Related to adviser: No

Prime broker NATIONAL FINANCIAL SERVICES LLC BOSTON, Massachusetts, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

COHEN & COMPANY LTD.
PCAOB 925

NATIONAL FINANCIAL SERVICES LLC
SEC 8-26740

NATIONAL FINANCIAL SERVICES LLC
CRD 13041 · SEC 8-26740

Filing source

Form ADV 1290942 · Mar 26, 2019 · Schedule D 7.B.(1), fund 805-8421288951

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
N/A First Western Capital Management Company	Promoter
Barry P Julien	Executive
Kenneth D Malamed	Executive
Warren J Olsen	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

C/O First Western Capital Management Com 1900 Avenue Of The Stars, Suite 900
Los Angeles, CA, 90067-4310