Form D · Other Technology
First Wave Technologies, Inc.
Batavia, NY · CIK 0001488825
Offering snapshot reported Sep 5, 2014 · SEC filing
- Reported sold
- $395K Offering amount: $1.08M
- Investors reported
- 4 Form D · investor count
- Minimum accepted
- $25K Reported outside-investor minimum
- First sale
- Aug 25, 2014 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
Scroll to see all columns →
| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Sep 5, 2014 | Initial | $395,000 | No comparison | 4 | SEC filing |
| Feb 3, 2014 | Amendment | $1,263,100 | $0vs Jul 10, 2013 | 21 | SEC filing |
| Jul 10, 2013 | Amendment | $1,263,100 | $1,218,390vs Nov 14, 2012 | 21 | SEC filing |
| Nov 14, 2012 | Amendment | $44,710 | $0vs Jul 13, 2012 | 4 | SEC filing |
| Jul 13, 2012 | Initial | $44,710 | No comparison | 4 | SEC filing |
| Feb 24, 2012 | Initial | $50,000 | No comparison | 1 | SEC filing |
| Jul 15, 2011 | Initial | $80,000 | No comparison | 1 | SEC filing |
| Mar 7, 2011 | Amendment | $535,000 | $25,000vs Apr 13, 2010 | 8 | SEC filing |
| Apr 13, 2010 | Initial | $510,000 | No comparison | 7 | SEC filing |
Offering details
- Securities
- Equity
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-224179
Source: Form D, filed Sep 5, 2014. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Eugene A Bauer | Director |
| Brian D Bell | Director, Executive |
| Keith A Blakely | Director, Promoter |
| Gene E Burleson | Director |
| Alastair J Clemow | Director |
| Alfred D Culliton | Director |
| Ramji Gupta | Director |
| R. Dean Hautamaki | Director |
| Wayne R. Hellman | Director |
| Scott Horrigan | Director |
| Joel Kanter | Director |
| Diane J Mc Mahon | Executive |
| Ej Walton | Director |
Issuer details
Industry: Other Technology (See others in industry)
Address:
99 Medtech Drive Suite 107
Batavia, NY, 14020
Batavia, NY, 14020