Form D · Commercial Banking

FIRST WATERLOO BANCSHARES INC

Waterloo, IL · CIK 0000771793

Offering snapshot reported Feb 2, 2023 · SEC filing

Reported sold
$8.45M
Offering amount: $8.63M
Investors reported
88
Form D · investor count
Minimum accepted
$12K
Reported outside-investor minimum
First sale
Nov 15, 2022
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$4.23M$8.45MNov 28, 2022: $6,181,500.00Nov 28, 2022Feb 2, 2023: $8,450,000.00Feb 2, 2023

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$6,181,500 → $8,450,000
  • Reported investors72 → 88
  • Minimum accepted$25,000 → $12,000

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Feb 2, 2023Amendment$8,450,000$2,268,500vs Nov 28, 202288SEC filing
Dec 6, 2022Initial$7,424,952No comparison31SEC filing
Nov 28, 2022Initial$6,181,500No comparison72SEC filing
Jun 20, 2016Initial$0No comparison1SEC filing

Offering details

Securities
Equity
Exemptions
06b
Duration over one year
No
Business combination
Yes
Sales commissions
$266K
Finders' fees
$0
Form D file number
021-465879

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
The Oak Ridge Financial Services Group, Inc.42941The Oak Ridge Financial Services Group · CRD 42941

Source: Form D, filed Feb 2, 2023. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Jeanne M. Dalman Executive
Tyler E. Dinkelaker Director
L. Lee Eggemeyer Director
William R. Gardner Director
Jennifer L. Harres Executive
Gary D. Hemmer Director
Lawrence G. Hoff Director
Robert A. Hoffmann Director
Alice M. Jost Director
Mark J. La Plantz Executive
Glen E. Lutz Executive
Dennis W. Lutz Director
David A. Mehrmann Director
Daniel C. Nester Director
Jared T. Nobbe Director
George W. Obernagel Iii Director
George W. Obernagel, Iii Director
Mary B. O'leary Executive
Rick R. Parks Director, Executive
John N. Richards Director
Daniel L. Spickard Executive
George P. Ziebold Director

Issuer details

Industry: Commercial Banking (See others in industry)

Address:
228 S Main St
Waterloo, IL, 62298