Form D · Commercial Banking
FIRST US BANCSHARES, INC.
Birmingham, AL · CIK 0000717806
Offering snapshot reported Oct 5, 2021 · SEC filing
- Reported sold
- $11M Offering amount: $15M
- Investors reported
- 6 Form D · investor count
- Minimum accepted
- $100K Reported outside-investor minimum
- First sale
- Oct 1, 2021 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Oct 5, 2021 | Initial | $11,000,000 | No comparison | 6 | SEC filing |
| Sep 12, 2018 | Initial | $2,299,006 | No comparison | 2 | SEC filing |
Offering details
- Securities
- Debt
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $330K (estimated)
- Finders' fees
- $0
- Form D file number
- 021-415786
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Piper Sandler & Co. | 665 |
Source: Form D, filed Oct 5, 2021. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Andrew C. Bearden, Jr. | Director |
| Linda H Breedlove | Director |
| Robert Stephen Briggs | Director |
| R Stephen Briggs | Director |
| Anthony Cashio | Executive |
| Sheri S. Cook | Director |
| Beverly J. Dozier | Executive |
| Thomas S. Elley | Executive |
| John C. Gordon | Director |
| David P. Hale | Director |
| William G Harrison | Director |
| James F. House | Director, Executive |
| Eric H. Mabowitz | Executive |
| J. Lee Mc Phearson | Director |
| J Lee Mc Pherson | Director |
| Jack W. Meigs | Director |
| Aubrey S. Miller | Director |
| William C. Mitchell | Executive |
| Donna D. Smith | Director |
| Howard M Whitted | Director |
| Bruce N. Wilson | Director |
Issuer details
Industry: Commercial Banking (See others in industry)
Address:
3291 U.S. Highway 280
Birmingham, AL, 35243
Birmingham, AL, 35243