Form D · Other
FIRST URANIUM CORP
Toronto, A6 · CIK 0001401533
Offering snapshot reported Apr 22, 2010 · SEC filing
- Reported sold
- $19.3M Offering amount: $19.3M
- Investors reported
- 8 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Apr 8, 2010 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Apr 22, 2010 | Initial | $19,268,390 | No comparison | 8 | SEC filing |
| Mar 11, 2009 | Paper | Not reported | No comparison | Not reported | SEC filing |
| May 23, 2007 | Paper | Not reported | No comparison | Not reported | SEC filing |
Offering details
- Securities
- Debt, Option to acquire, Security to be acquired, Other
- Exemptions
- 06
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $674K
- Finders' fees
- $0
- Form D file number
- 021-140996
7% Senior Secured Convertible Notes, with underlying common shares.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| RBC Dominion Securities Inc. | None | RBC Capital Markets Corporation · CRD 31194 |
Source: Form D, filed Apr 22, 2010. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Mary Batoff | Executive |
| John Berry | Executive |
| Sembie Danana | Executive |
| Patrick C. Evans | Director |
| Jim P.W. Fisher | Director, Executive |
| Robert M. Franklin | Director |
| John Gould | Executive |
| John W.W. Hick | Director |
| Wayne S. Hill | Director |
| Emma Oosthulzen | Executive |
| Scott Sobey | Executive |
| Bob Tait | Executive |
| Deon Van Der Mescht | Director, Executive |
| Graham Wanblad | Director |
Issuer details
Industry: Other (See others in industry)
Address:
155 University Avenue, Suite 1240
Toronto, A6, M5H 3B7
Toronto, A6, M5H 3B7