Form D · Commercial Banking

First Trust Corp

New Orleans, LA · CIK 0001574189

Offering snapshot reported Jan 4, 2021 · SEC filing

Reported sold
$21M
Offering amount: $21M
Investors reported
13
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Dec 23, 2020
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jan 4, 2021Initial$21,000,000No comparison13SEC filing
Nov 26, 2013Initial$16,000,000No comparison2SEC filing
Apr 12, 2013Initial$4,350,521No comparison11SEC filing

Offering details

Securities
Debt
Exemptions
06b
Duration over one year
No
Business combination
No
Sales commissions
$525K
Finders' fees
$0
Form D file number
021-385112

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Piper Sandler & Co.665

Source: Form D, filed Jan 4, 2021. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Leigh Barker Executive
Gary B. Blossman Director
Alfred R. Blossman Director
Donald T. Bollinger Director
Joseph C. Canizaro Director, Executive
Ralph C. Cox Director
Patricia Denechaud Director
John Georges Director
David Guidry Director
Lisa Hinkel Haley Executive
Randall E. Howard Director
Mark Jeansonne Director
Peter J. Link Executive
Ryan Lopiccolo Director
Gary J. Mc Namara Executive

Issuer details

Industry: Commercial Banking (See others in industry)

Address:
909 Poydras Street Suite 1700
New Orleans, LA, 70112