Form D · Other Investment Fund

First State Investments World Ex-US Fund (DST), a series of First State Investments Delaware Statutory Trust

Edinburgh, Scotland, X0 · CIK 0001416892

Offering snapshot reported Mar 25, 2013 · SEC filing

Reported sold
$5.01M
Indefinite offering
Investors reported
1
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Nov 1, 2007
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$2.51M$5.01MApr 7, 2009: $10,000.00Apr 7, 2009Mar 2, 2010: $10,000.00Mar 2, 2010Mar 17, 2011: $10,000.00Mar 17, 2011Jun 24, 2011: $5,010,000.00Mar 27, 2012: $5,010,000.00Mar 27, 2012Mar 25, 2013: $5,010,000.00Mar 25, 2013

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Mar 25, 2013Amendment$5,010,000$0vs Mar 27, 20121SEC filing
Mar 27, 2012Amendment$5,010,000$0vs Jun 24, 20111SEC filing
Jun 24, 2011Amendment$5,010,000$5,000,000vs Mar 17, 20112SEC filing
Mar 17, 2011Amendment$10,000$0vs Mar 2, 20102SEC filing
Mar 2, 2010Amendment$10,000$0vs Apr 7, 20092SEC filing
Apr 7, 2009Amendment$10,000No comparisonNot reportedSEC filing
Oct 26, 2007PaperNot reportedNo comparisonNot reportedSEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-110355

Source: Form D, filed Mar 25, 2013. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

FIRST STATE INVESTMENTS WORLD EX-US FUND DST

Investment adviser: FIRST SENTIER INVESTORS INTERNATIONAL IM LIMITED

Gross asset value
$4.1M
Beneficial owners
2
ADV minimum commitment
$1M

Reported in Form ADV on Sep 27, 2013. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator THE NORTHERN TRUST COMPANY CHICAGO, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor PRICEWATERHOUSE COOPERS LLP CHICAGO, Illinois, United States
Custodian THE NORTHERN TRUST COMPANY CHICAGO, Illinois, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No
Filing source

Form ADV 756060 · Sep 27, 2013 · Schedule D 7.B.(1), fund 805-2213133733

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Janet Irene Carey Director, Executive
Gregory Robert Cooper Director, Executive
Paul Gerard Gately Director
Gregg Johnston Director
Kanesh Vallabhdas Lakhani Director
Mark John Lazberger Director
Stuart Watson Paul Director, Executive
Paul Rayson Director
Michael David Stapleton Director, Executive
Mark David Steinberg Director
Christian Richard Spencer Turpin Director
Richard C Wastcoat Director
Gary Nigel Withers Director, Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
First State Investments Intl Ltd 23 St. Andrew Square
Edinburgh, Scotland, X0, EH2 1BB