Form D · Other Investment Fund
First Secondary Market Fund LLC
Melville, NY · CIK 0001550380
Offering snapshot reported May 21, 2012 · SEC filing
- Reported sold
- $3.76M Indefinite offering
- Investors reported
- 17 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Mar 6, 2012 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| May 21, 2012 | Initial | $3,760,000 | No comparison | 17 | SEC filing |
Offering details
- Securities
- Equity, Pooled investment fund
- Exemptions
- 06, 3C, 3C.1
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $226K
- Finders' fees
- $0
- Form D file number
- 021-178574
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| EKN Financial Services Inc. | 113525 | EKN Financial Services Inc. · CRD 113525 |
Source: Form D, filed May 21, 2012. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Nanci Lotvin | Executive |
| Louis Ottimo | Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:
201 Old Country Road Suite 101
Melville, NY, 11747
Melville, NY, 11747