Form D · Private Equity Fund

First Reserve Upstream Annex Fund, L.P.

Greenwich, CT · CIK 0001690365

Offering snapshot reported Nov 22, 2016 · SEC filing

Reported sold
$326M
Indefinite offering
Investors reported
17
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Nov 8, 2016
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Nov 22, 2016Initial$325,903,553No comparison17SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
No
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-274964

Source: Form D, filed Nov 22, 2016. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

FIRST RESERVE UPSTREAM ANNEX FUND, L.P. (AND ITS RELATED INVESTMENT VEHICLES)

Investment adviser: FIRST RESERVE MANAGEMENT, L.P.

Gross asset value
$2.46M
Beneficial owners
22
ADV minimum commitment
$184K

Reported in Form ADV on May 8, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Auditor DELOITTE & TOUCHE LLP NEW YORK, New York, United States
Custodian BANK OF AMERICA, N.A. CHICAGO, Illinois, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

DELOITTE & TOUCHE LLP
PCAOB 34

Filing source

Form ADV 2090555 · May 8, 2026 · Schedule D 7.B.(1), fund 805-2019199559

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Cathleen M. Ellsworth Director
N/A First Reserve Upstream Annex Gp, Inc. Promoter
N/A First Reserve Upstream Annex Gp, L.P. Promoter
Michael G. France Director
John A. Hill Director
Will Honeybourne Director
Alex T. Krueger Director
William E. Macaulay Executive
Jeffrey K. Quake Director
Gary D. Reaves Ii Director
Alan G. Schwartz Director
Neil A. Wizel Director
Jennifer C. Zarrilli Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
One Lafayette Place
Greenwich, CT, 06830