Form D · Private Equity Fund

First Reserve Fund XIII, L.P.

Greenwich, CT · CIK 0001574434

Offering snapshot reported Oct 3, 2014 · SEC filing

Reported sold: $3.39B
Investors reported: 80
Minimum accepted: $0
First sale: Apr 23, 2013

What changed?

Latest filing versus its linked predecessor, where available.

Reported investors0 → 80

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Oct 3, 2014	Amendment	$3,388,109,723	No comparison	80	SEC filing
Apr 19, 2013	Initial	Yet to sell	No comparison	0	SEC filing

Offering details

Securities: Pooled investment fund, Other
Exemptions: 06b, 3C, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $3.56M
Finders' fees: $0
Form D file number: 021-195287

Includes Regulation S sales and sponsor's commitment.

Limited Partnership Interests

This fee is based on the expected size of the offering and includes sales commission payable to affiliates of ML primarily in connection with the investments by vehicles sponsored by such company.

Sales compensation recipients

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Recipient	CRD	Associated broker-dealer
Merrill Lynch, Pierce, Fenner & Smith Incorporated ("ML")	7691	Merrill Lynch, Pierce, Fenner & Smith Incorporated · CRD 7691

Source: Form D, filed Oct 3, 2014. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

FIRST RESERVE FUND XIII, L.P. (AND ITS RELATED INVESTMENT VEHICLES)

Investment adviser: FIRST RESERVE MANAGEMENT, L.P.

Gross asset value: $1.23B
Beneficial owners: 89
ADV minimum commitment: $10M

Reported in Form ADV on May 8, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator GEN II COMPLIANCE SERVICES LLC NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor DELOITTE & TOUCHE LLP NEW YORK, New York, United States

Custodian BANK OF AMERICA, N.A. CHICAGO, Illinois, United States Related to adviser: No

Custodian EQUNITI TRUST COMPANY, LLC MENDOTA HEIGHTS, Minnesota, United States Related to adviser: No

Custodian NORTHERN TRUST CO. CHICAGO, Illinois, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

DELOITTE & TOUCHE LLP
PCAOB 34

Filing source

Form ADV 2090555 · May 8, 2026 · Schedule D 7.B.(1), fund 805-1171085907

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Related funds

Funds whose names form a numbered series with this one and that share its city or the name of a related person. Form D does not state how these funds are related.

Fund	Latest Form D	Reported sold	Investors
First Reserve Fund XIII, L.P. (this fund)	Oct 3, 2014	$3,388,109,723	80
First Reserve Fund XIV, L.P.	Mar 26, 2020	$465,000,000	11

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Timothy H. Day	Director
Cathleen M. Ellsworth	Director
N/A First Reserve Gp Xiii Limited	Promoter
N/A First Reserve Gp Xiii, L.P.	Promoter
Mark B. Florian	Director
John A. Hill	Director
Will Honeybourne	Director
Alex T. Krueger	Director
William E. Macaulay	Director
Kenneth W. Moore	Director
Jeffrey K. Quake	Director
Claudi Santiago	Executive
Alan G. Schwartz	Director
Jennifer C. Zarrilli	Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

One Lafayette Place
Greenwich, CT, 06830