Form D · Commercial Banking
First Region Bancshares, Inc.
Richlands, VA · CIK 0001910998
Offering snapshot reported Feb 14, 2022 · SEC filing
- Reported sold
- $7M Offering amount: $7M
- Investors reported
- 10 Form D · investor count
- Minimum accepted
- $100K Reported outside-investor minimum
- First sale
- Jan 28, 2022 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Feb 14, 2022 | Initial | $7,000,000 | No comparison | 10 | SEC filing |
Offering details
- Securities
- Debt
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $140K
- Finders' fees
- $0
- Form D file number
- 021-433479
Placement Agent Fees
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| PNC Capital Markets LLC | 15647 |
Source: Form D, filed Feb 14, 2022. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| John Joseph Breedlove | Director |
| Aaron Gilmer Brewster | Director |
| Scott Craig Cole | Director |
| John Daniel Jessee | Director |
| Phillip Carmel Justice, Jr. | Director |
| George William Mc Call Iii | Director |
| Paul Michael Pickett | Executive |
| Beth Ann Redden | Executive |
| John Curtis Thompson | Director, Executive |
| Matthew David Tiller | Executive |
Issuer details
Industry: Commercial Banking (See others in industry)
Address:
315 Railroad Avenue
Richlands, VA, 24641
Richlands, VA, 24641