Form D · Hedge Fund

FQ GLOBAL DIVERSIFIED ALPHA FUND LTD

Pasadena, CA · CIK 0001371475

Offering snapshot reported Aug 16, 2012 · SEC filing

Reported sold: $45M
Investors reported: 6
Minimum accepted: $1M
First sale: Jul 1, 2006

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Aug 16, 2012	Amendment	$45,000,000	$0vs Feb 7, 2012	6	SEC filing
Feb 7, 2012	Amendment	$45,000,000	-$9,842,868vs Jun 30, 2011	6	SEC filing
Feb 7, 2012	Amendment	$45,000,000	-$9,842,868vs Jun 30, 2011	6	SEC filing
Jun 30, 2011	Initial	$54,842,868	No comparison	6	SEC filing
Jan 3, 2011	Amendment	$54,842,868	-$28,179,079vs Apr 1, 2010	6	SEC filing
Apr 1, 2010	Amendment	$83,021,947	No comparison	6	SEC filing
Jul 31, 2006	Paper	Not reported	No comparison	Not reported	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06, 3C, 3C.1
Duration over one year: Yes
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-162082

12/31/2011

Source: Form D, filed Aug 16, 2012. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

FQ GLOBAL DIVERSIFIED ALPHA FUND LTD.

Investment adviser: FIRST QUADRANT, LLC

Gross asset value: $38.7M
Beneficial owners: 1
ADV minimum commitment: $1M

Reported in Form ADV on Jan 17, 2013. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator HEDGESERV GRAND CAYMAN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor KPMG GRAND CAYMAN, Cayman Islands

Custodian DEUTSCHE BANK AG, LONDON BRANCH LONDON, United Kingdom Related to adviser: No

Custodian J.P. MORGAN CHASE BANK, N.A. NEW YORK, New York, United States Related to adviser: No

Custodian J.P. MORGAN CHASE & CO. NEW YORK, New York, United States Related to adviser: No

Custodian MORGAN STANLEY & CO. LLC NEW YORK, New York, United States Related to adviser: No

Custodian UBS AG, STAMFORD BRANCH STAMFORD, Connecticut, United States Related to adviser: No

Prime broker DEUTSCHE BANK AG, LONDON BRANCH LONDON, United Kingdom

Prime broker J.P. MORGAN CHASE & CO. NEW YORK, New York, United States

Prime broker UBS AG, STAMFORD BRANCH STAMFORD, Connecticut, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

MORGAN STANLEY & CO. LLC
SEC 8-15869

Filing source

Form ADV 692927 · Jan 17, 2013 · Schedule D 7.B.(1), fund 805-2475747152

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
R. Max Darnell	Executive
Chuck Fannin	Executive
Kenneth J. Ferguson	Executive
Joseph A. Germain	Director
Affiliated Managers Group	Executive
Curtis J. Ketterer	Executive
Dori Levanoni	Executive
Christopher G. Luck	Executive
Timothy S. Meckel	Director
Jeff Murphy	Director
Edgar E. Peters	Executive
Kent C. Roberts Ii	Executive
Jia Ye	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

800 East Colorado Blvd Suite 900
Pasadena, CA, 91101