Form D · Hedge Fund

FQ A-Squared Fund Ltd.

Pasadena, CA · CIK 0001478525

Offering snapshot reported Aug 16, 2012 · SEC filing

Reported sold
$46.6M
Offering amount: $1B
Investors reported
3
Form D · investor count
Minimum accepted
$1M
Reported outside-investor minimum
First sale
Dec 1, 2009
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$77.7M$155MDec 14, 2009: $77,287,000.00Dec 14, 2009Jan 3, 2011: $155,415,163.00Jan 3, 2011Apr 4, 2011: $77,287,000.00Jun 30, 2011: $77,287,000.00Jun 30, 2011Feb 7, 2012: $46,616,883.00Feb 7, 2012Aug 16, 2012: $46,616,883.00Aug 16, 2012

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Aug 16, 2012Amendment$46,616,883$0vs Feb 7, 20123SEC filing
Feb 7, 2012Amendment$46,616,883-$30,670,117vs Jun 30, 20113SEC filing
Jun 30, 2011Amendment$77,287,000$0vs Apr 4, 20113SEC filing
Apr 4, 2011Amendment$77,287,000$0vs Dec 14, 20093SEC filing
Jan 3, 2011Amendment$155,415,163$78,128,163vs Dec 14, 20093SEC filing
Dec 14, 2009Initial$77,287,000No comparison3SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06, 3C, 3C.1
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-136895
As of 12/31/2011
Not Applicable

Source: Form D, filed Aug 16, 2012. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

FQ A-SQUARED FUND LTD.

Investment adviser: FIRST QUADRANT, LLC

Gross asset value
$89.4M
Beneficial owners
3
ADV minimum commitment
$1M

Reported in Form ADV on Jan 17, 2013. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator HEDGESERV GRAND CAYMAN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor KPMG GRAND CAYMAN, Cayman Islands
Custodian J.P. MORGAN CHASE BANK, N.A. NEW YORK, New York, United States Related to adviser: No
Custodian MORGAN STANLEY & CO. LLC NEW YORK, New York, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

MORGAN STANLEY & CO. LLC
SEC 8-15869

Filing source

Form ADV 692927 · Jan 17, 2013 · Schedule D 7.B.(1), fund 805-2811481368

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Nathaniel Dalton Director
R. Max Darnell Executive
Kenneth J. Ferguson Executive
Joseph A. Germain Director
Affiliated Managers Group Executive
Curtis J. Ketterer Executive
Dori Levanoni Executive
Christopher G. Luck Executive
Timothy Meckel Director
Jeff Murphy Director
Jeffrey Murphy Director
Ed E. Peters Executive
Kent C. Roberts Ii Executive
Jia Ye Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
800 East Colorado Blvd. Suite 900
Pasadena, CA, 91101