Form D · Commercial Banking
BANC OF CALIFORNIA, INC.
Santa Ana, CA · CIK 0001169770
Offering snapshot reported Sep 22, 2022 · SEC filing
- Reported sold
- $7.2M Offering amount: $7.2M
- Investors reported
- 1 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Sep 15, 2022 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
Scroll to see all columns →
| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Sep 22, 2022 | Initial | $7,200,000 | No comparison | 1 | SEC filing |
| Dec 18, 2013 | Initial | $20,000,212 | No comparison | 2 | SEC filing |
| Nov 10, 2010 | Initial | $60,000,000 | No comparison | 37 | SEC filing |
Offering details
- Securities
- Equity
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- Yes
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-459521
Source: Form D, filed Sep 22, 2022. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| James "Conan" A. Barker | Director |
| Hugh F. Boyle | Executive |
| Chad T. Brownstein | Director |
| Francis P. Burke | Director |
| Rachel Carillo | Executive |
| Timothy R. Chrisman | Director |
| Mary A. Curran | Director |
| Robert G. Dyck | Executive |
| Shannon F. Eusey | Director |
| Robb R. Evans | Director |
| Hans R. Ganz | Director, Executive |
| Lisa Goodwin | Executive |
| John C. Grosvenor | Executive |
| Diana C. Hanson | Executive |
| Richard A. Herrin | Executive |
| Bonnie G. Hill | Director |
| Eric L. Holoman | Director |
| Lynn M. Hopkins | Executive |
| Dotan Ido | Executive |
| Denis P. Kalscheur | Director |
| Jeffrey R. Karish | Director |
| Richard J. Lashley | Director |
| Regan Lauer | Executive |
| Alvin L. Majors | Director |
| Gregory A. Mitchell | Director, Executive |
| Ronald J. Nicolas, Jr. | Executive |
| Vania E. Schlogel | Director |
| Jonah F. Schnel | Director |
| Kenneth W. Scholz | Director |
| James P. Sheehy | Executive |
| Steven A. Sugarman | Director, Executive |
| Lynn A. Sullivan | Executive |
| Robert D. Sznewajs | Director |
| Andrew Thau | Director |
| Donald A. Whitacre | Director |
| Jared M. Wolff | Director, Executive |
| Melanie Yaptangco | Executive |
Issuer details
Industry: Commercial Banking (See others in industry)
Address:
3 Macarthur Place
Santa Ana, CA, 92707
Santa Ana, CA, 92707