Form D · Hedge Fund

FIRST NECK OFFSHORE FUND, LTD.

Grand Cayman, E9 · CIK 0001326091

Offering snapshot reported Feb 23, 2018 · SEC filing

Reported sold
$4.87M
Indefinite offering
Investors reported
3
Form D · investor count
Minimum accepted
$100K
Reported outside-investor minimum
First sale
Jan 1, 2005
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$55.4M$111MMar 16, 2009: $84,616,815.00Mar 16, 2009Mar 9, 2010: $96,030,815.00Mar 9, 2011: $100,514,656.00Mar 9, 2012: $110,833,083.00Mar 8, 2013: $110,833,083.00Mar 7, 2014: $4,866,815.00Mar 3, 2015: $4,866,815.00Feb 25, 2016: $4,866,815.00Feb 23, 2017: $4,866,815.00Feb 23, 2018: $4,866,815.00Feb 23, 2018

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Feb 23, 2018Amendment$4,866,815$0vs Feb 23, 20173SEC filing
Feb 23, 2017Amendment$4,866,815$0vs Mar 3, 20153SEC filing
Feb 25, 2016Amendment$4,866,815$0vs Mar 3, 20153SEC filing
Mar 3, 2015Amendment$4,866,815$0vs Mar 7, 20143SEC filing
Mar 7, 2014Amendment$4,866,815-$105,966,268vs Mar 8, 20133SEC filing
Mar 8, 2013Amendment$110,833,083$0vs Mar 9, 20126SEC filing
Mar 9, 2012Amendment$110,833,083$10,318,427vs Mar 9, 20116SEC filing
Mar 9, 2011Amendment$100,514,656$4,483,841vs Mar 9, 20106SEC filing
Mar 9, 2010Amendment$96,030,815$11,414,000vs Mar 16, 20096SEC filing
Mar 16, 2009Amendment$84,616,815No comparisonNot reportedSEC filing
May 2, 2005PaperNot reportedNo comparisonNot reportedSEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06b, 3C, 3C.1
Duration over one year
Yes
Business combination
No
Sales commissions
$0 (estimated)
Finders' fees
$0 (estimated)
Form D file number
021-76627

Source: Form D, filed Feb 23, 2018. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

FIRST NECK OFFSHORE FUND, LTD.

Investment adviser: CSM CAPITAL CORPORATION

Gross asset value
$17.7M
Beneficial owners
3
ADV minimum commitment
$500K

Reported in Form ADV on Mar 29, 2018. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator UMB FUND SERVICES OGDEN, Utah, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor KPMG LLC SALT LAKE CITY, Utah, United States
Custodian MORGAN STANLEY SMITH BARNEY LLC NEW YORK, New York, United States Related to adviser: No
Custodian NORTHERN TRUST INTERNATIONAL BANKING CORPORATION JERSEY CITY, New Jersey, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

KPMG LLC
PCAOB 185

MORGAN STANLEY SMITH BARNEY LLC
SEC 8-68191

Filing source

Form ADV 1188710 · Mar 29, 2018 · Schedule D 7.B.(1), fund 805-4800213339

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Jennifer Collins Director
Csm Capital Corporation Executive
Philip Hughes Director
Christopher S. Moore Director
Vijayabalan Murugesu Director
Jonathan Roney Director
Cormac Sheehan Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
Mourant Cayman Corporate Services, Ltd 42 North Church Street, Po Box 1348
Grand Cayman, E9, KY1-1108