Form D · Other Investment Fund

First Mile Investments LLC

Salt Lake City, UT · CIK 0001710028

Offering snapshot reported Mar 26, 2019 · SEC filing

Reported sold: $3.28M
Investors reported: 21
Minimum accepted: $0
First sale: Jul 6, 2017

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$3,825,947 → $3,278,732
Reported investors22 → 21
Minimum accepted$20,000 → $0

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Mar 26, 2019	Amendment	$3,278,732	-$547,215vs Mar 20, 2019	21	SEC filing
Mar 20, 2019	Amendment	$3,825,947	$349,999vs Mar 19, 2019	22	SEC filing
Mar 19, 2019	Amendment	$3,475,948	-$371,373vs Oct 2, 2018	2	SEC filing
Oct 2, 2018	Amendment	$3,847,321	-$240,100vs Sep 25, 2018	1	SEC filing
Sep 25, 2018	Amendment	$4,087,421	-$240,632vs Sep 19, 2018	25	SEC filing
Sep 19, 2018	Amendment	$4,328,053	$428,176vs Sep 11, 2018	27	SEC filing
Sep 11, 2018	Amendment	$3,899,877	$621,145vs Aug 21, 2018	25	SEC filing
Aug 21, 2018	Amendment	$3,278,732	$1,285,711vs Aug 8, 2018	18	SEC filing
Aug 8, 2018	Amendment	$1,993,021	$120,050vs Aug 1, 2018	9	SEC filing
Aug 1, 2018	Amendment	$1,872,971	$625,000vs Feb 8, 2018	8	SEC filing
Feb 8, 2018	Amendment	$1,247,971	$99,971vs Jul 13, 2017	6	SEC filing
Jul 13, 2017	Initial	$1,148,000	No comparison	6	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06b, 3C.1
Duration over one year: No
Business combination: No

Sales commissions: $13.7K
Finders' fees: $0
Form D file number: 021-290580

Sales compensation recipients

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Recipient	CRD	Associated broker-dealer
Equidate Markets, LLC	166555	Equidate Markets, LLC · CRD 166555

Source: Form D, filed Mar 26, 2019. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

FIRST MILE INVESTMENTS LLC

Investment adviser: FORGE GLOBAL ADVISORS LLC

Gross asset value: $3.18M
Beneficial owners: 24
ADV minimum commitment: $20K

Reported in Form ADV on Jun 29, 2020. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator ASSURE FUND MANAGEMENT II, LLC SALT LAKE CITY, Utah, United States Investor statements: No (provided to no investors) Related to adviser: No

Auditor EISNERAMPER NEW YORK, New York, United States

Custodian SILICON VALLEY BANK SAN FRANCISCO, California, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

EISNERAMPER
PCAOB 274

Filing source

Form ADV 1439884 · Jun 29, 2020 · Schedule D 7.B.(1), fund 805-4275580881

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Llc Assure Fund Management Ii	Director
Mateo Johnson	Executive
Jeremy Neilson	Executive
Erin Rosenthal	Executive
Richard Thoms	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

6510 South Millrock Drive Suite 400 Ste 360
Salt Lake City, UT, 84121