Form D · Investing
First Legacy Investors, Inc.
Charlottee, NC · CIK 0001464964
Offering snapshot reported Jun 16, 2009 · SEC filing
- Reported sold
- $320K Offering amount: $25M
- Investors reported
- 2 Form D · investor count
- Minimum accepted
- $100K Reported outside-investor minimum
- First sale
- Jun 3, 2009 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jun 16, 2009 | Initial | $320,000 | No comparison | 2 | SEC filing |
Offering details
- Securities
- Not reported
- Exemptions
- 06
- Duration over one year
- Yes
- Business combination
- Yes
- Sales commissions
- $1.75M (estimated)
- Finders' fees
- $0
- Form D file number
- 021-131997
Assuming sale of $25,000,000 of Preferred Stock and payment of 7% sales commission.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Steve Jeffrey Cummings | 2274017 | Reliance Securities, LLC · CRD 47079 |
Source: Form D, filed Jun 16, 2009. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Bret Benham | Director, Executive |
| Thaddeus W. Cook | Director, Executive |
| Ronald W. Lankford | Director, Executive |
| Henry E Walker Jr. | Director, Executive |
Issuer details
Industry: Investing (See others in industry)
Address:
Brixham Green One 15800 John J. Delaney
Charlottee, NC, 28277
Charlottee, NC, 28277