Form D · Other Investment Fund

First In - Caveonix 2020 LLC

Salt Lake City, UT · CIK 0001815256

Offering snapshot reported Nov 12, 2020 · SEC filing

Reported sold
$1.96M
Offering amount: $1.96M
Investors reported
41
Form D · investor count
Minimum accepted
$5K
Reported outside-investor minimum
First sale
Jul 31, 2020
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$978K$1.96MAug 4, 2020: $869,500.00Aug 4, 2020Oct 7, 2020: $1,621,500.00Oct 7, 2020Nov 2, 2020: $1,906,500.00Nov 12, 2020: $1,956,500.00Nov 12, 2020

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$1,906,500 → $1,956,500
  • Reported investors40 → 41
  • Minimum accepted$25,000 → $5,000

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Nov 12, 2020Amendment$1,956,500$50,000vs Nov 2, 202041SEC filing
Nov 2, 2020Amendment$1,906,500$285,000vs Oct 7, 202040SEC filing
Oct 7, 2020Amendment$1,621,500$752,000vs Aug 4, 202033SEC filing
Aug 4, 2020Initial$869,500No comparison19SEC filing

Offering details

Securities
Not reported
Exemptions
06b, 3C.1
Duration over one year
No
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-372399

Source: Form D, filed Nov 12, 2020. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Llc Assure Fund Management Ii Director
Jeremy Neilson Executive
Richard Thoms Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
6510 S Millrock Drive Suite 400
Salt Lake City, UT, 84121