Form D · Commercial Banking
First Greenwich Financial, Inc.
Cos Cob, CT · CIK 0001703590
Offering snapshot reported Oct 16, 2026 · SEC filing
- Reported sold
- $15M Offering amount: $15M
- Investors reported
- 2 Form D · investor count
- Minimum accepted
- $7.5M Reported outside-investor minimum
- First sale
- Sep 30, 2026 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Oct 16, 2026 | Initial | $15,000,000 | No comparison | 2 | SEC filing |
| Oct 14, 2021 | Initial | $13,000,000 | No comparison | 11 | SEC filing |
| Aug 7, 2019 | Initial | $5,000,000 | No comparison | 6 | SEC filing |
| Jan 3, 2019 | Initial | $5,000,000 | No comparison | 8 | SEC filing |
| Apr 12, 2017 | Initial | $5,000,000 | No comparison | 6 | SEC filing |
Offering details
- Securities
- Debt
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-601627
This Form D is being filed after the 15-day period specified in Rule 503(a) because the issuer experienced EDGAR account access and activation issues that delayed electronic submission. The issuer is filing this Form D promptly after obtaining access.
Source: Form D, filed Oct 16, 2026. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| George D'angelo | Director |
| John Fareri | Director |
| William Gallager | Director |
| William Gallagher | Director |
| Frank Gaudio | Director, Executive |
| Bruno Gioffre | Director |
| Mark L. Mcmillen | Executive |
| Mark Mc Millen | Executive |
| Mark Mc M Illen | Executive |
| Ronald Moccio | Executive |
| Joseph Roberto | Director |
| Barry Small | Director |
| Beverly Tuma | Executive |
Issuer details
Industry: Commercial Banking (See others in industry)
Address:
444 East Putnam Avenue
Cos Cob, CT, 06807
Cos Cob, CT, 06807