Form D · Other Banking and Financial Services
First Foundation Inc.
Irvine, CA · CIK 0001413837
Offering snapshot reported Dec 19, 2013 · SEC filing
- Reported sold
- $5.74M Offering amount: $5.74M
- Investors reported
- 32 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Dec 10, 2013 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
Scroll to see all columns →
| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Dec 19, 2013 | Initial | $5,741,766 | No comparison | 32 | SEC filing |
| Oct 30, 2012 | Initial | $5,016,555 | No comparison | 6 | SEC filing |
| Jun 29, 2010 | Amendment | $5,802,045 | $4,302,045vs Feb 8, 2010 | 38 | SEC filing |
| Feb 8, 2010 | Initial | $1,500,000 | No comparison | 2 | SEC filing |
| Sep 27, 2007 | Paper | Not reported | No comparison | Not reported | SEC filing |
Offering details
- Securities
- Equity
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-208287
Source: Form D, filed Dec 19, 2013. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| James Brakke | Director |
| Max Briggs | Director |
| Victoria Collins | Director |
| Michael Criste | Director |
| Warren D. Fix | Director |
| Douglas K. Freeman | Director |
| John Hakopian | Director |
| Scott F. Kavanaugh | Director, Executive |
| Ulrich E. Keller, Jr. | Director, Executive |
| Gerald L. Larsen | Director |
| John Michel | Executive |
| David Rahn | Director |
| Mitchell M. Rosenberg | Director |
| Jacob "Coby" Sonenshine | Director |
| Coby Sonenshine | Director |
| Henri Tchen | Director |
Issuer details
Industry: Other Banking and Financial Services (See others in industry)
Address:
18101 Von Karman Ave Suite 700
Irvine, CA, 92612
Irvine, CA, 92612