Form D · Other Investment Fund
First Capital Income Fund I, LLC
New York, NY · CIK 0001675168
Offering snapshot reported Jul 6, 2016 · SEC filing
- Reported sold
- $1.84M Offering amount: $200M
- Investors reported
- 15 Form D · investor count
- Minimum accepted
- $5K Reported outside-investor minimum
- First sale
- Jun 23, 2016 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
- Reported investors0 → 15
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jul 6, 2016 | Amendment | $1,843,000 | No comparison | 15 | SEC filing |
| Jun 9, 2016 | Initial | Yet to sell | No comparison | 0 | SEC filing |
Offering details
- Securities
- Equity, Pooled investment fund
- Exemptions
- 06b, 3C, 3C.5
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $184K (estimated)
- Finders' fees
- $0
- Form D file number
- 021-264648
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Cabot Lodge Securities LLC | 159712 | |
| National Securities Corporation | 7569 |
Source: Form D, filed Jul 6, 2016. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Barry Funt | Executive |
| Peter Ghishan | Executive |
| Suneet Singal | Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:
60 Broad Street 34 Th Floor
New York, NY, 10004
New York, NY, 10004