Form D · Other Banking and Financial Services
First Capital Holdings Inc
Boca Raton, FL · CIK 0001322183
Offering snapshot reported May 20, 2010 · SEC filing
- Reported sold
- $139M Offering amount: $139M
- Investors reported
- 6 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- May 18, 2010 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| May 20, 2010 | Initial | $139,000,000 | No comparison | 6 | SEC filing |
| Jan 16, 2007 | Paper | Not reported | No comparison | Not reported | SEC filing |
| Mar 25, 2005 | Paper | Not reported | No comparison | Not reported | SEC filing |
Offering details
- Securities
- Equity
- Exemptions
- 06
- Duration over one year
- No
- Business combination
- Yes
- Sales commissions
- $2.78M (estimated)
- Finders' fees
- $0
- Form D file number
- 021-142334
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Houlihan Lokey Howard & Zukin Capital, Inc. | 17708 |
Source: Form D, filed May 20, 2010. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Thomas F. Berner | Executive |
| G. Thomas Bowers | Director |
| Bryan Ezralow | Director |
| Wayne Goldstein | Director |
| Mark A. Hogard | Executive |
| Jim Jenkins | Director |
| John W. Kiefer | Director, Executive |
| Sidney Kohl | Director |
| Allen Kohl | Director |
| Chris Laitala | Director |
| Ralph Lowenberg | Director |
| Fraser Preston | Director |
| Rick Rosen | Director |
| Brian Schwartz | Director |
| Thomas W. Strachan | Executive |
| Thomas Strauss | Director |
| Tony Tamer | Director |
| Robert Lee Wilson | Director, Executive |
Issuer details
Industry: Other Banking and Financial Services (See others in industry)
Address:
4855 Technology Way Suite 500
Boca Raton, FL, 33431
Boca Raton, FL, 33431