Form D · Other Banking and Financial Services
First Avenue Funding, LLC
Birmingham, AL · CIK 0001705908
Offering snapshot reported Aug 31, 2020 · SEC filing
- Reported sold
- $1M Offering amount: $15M
- Investors reported
- 6 Form D · investor count
- Minimum accepted
- $50K Reported outside-investor minimum
- First sale
- Aug 21, 2020 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Aug 31, 2020 | Initial | $1,000,000 | No comparison | 6 | SEC filing |
| Aug 29, 2019 | Initial | Yet to sell | No comparison | 1 | SEC filing |
| May 2, 2018 | Initial | Yet to sell | No comparison | 0 | SEC filing |
| May 9, 2017 | Initial | $250,000 | No comparison | 1 | SEC filing |
Offering details
- Securities
- Equity
- Exemptions
- 06c
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $0 (estimated)
- Finders' fees
- $0 (estimated)
- Form D file number
- 021-374465
Source: Form D, filed Aug 31, 2020. Minimum accepted may differ from a standard advertised minimum.
Fund connections
The linked fund shows its most recently reported ADV details.
Matched by reported Form D file number
FIRST AVENUE FUNDING, LLC
Investment adviser: MAINSAIL ASSET MANAGEMENT, LLC
- Gross asset value
- $60.4M
- Beneficial owners
- 101
- ADV minimum commitment
- $125K
Reported in Form ADV on Apr 2, 2024. Fund assets and beneficial owners measure different things from Form D sales and investors.
Service providers
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- No
- Administrator other than the adviser
- No
- External marketing
- No
WARREN AVERETT, LLC
PCAOB 2226
Filing source
Form ADV 1862595 · Apr 2, 2024 · Schedule D 7.B.(1), fund 805-5872023133
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| E Bryan Nichols | Executive |
| Byron B Williamson | Executive |
Issuer details
Industry: Other Banking and Financial Services (See others in industry)
Address:Birmingham, AL, 35233