Form D · Private Equity Fund

FIRST ANALYSIS PRIVATE EQUITY FUND V-A, L.P.

Chicago, IL · CIK 0001523595

Offering snapshot reported Jun 28, 2012 · SEC filing

Reported sold: $55.3M
Investors reported: 17
Minimum accepted: $0
First sale: Aug 19, 2011

What changed?

Latest filing versus its linked predecessor, where available.

Reported investors0 → 17

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Jun 28, 2012	Amendment	$55,250,000	No comparison	17	SEC filing
Jun 24, 2011	Initial	Yet to sell	No comparison	0	SEC filing

Offering details

Securities: Equity, Pooled investment fund
Exemptions: 06, 3C, 3C.1, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $1.5M (estimated)
Finders' fees: $0
Form D file number: 021-161793

The General Partner reserves the right to offer a greater or lesser amount of limited partner interests. The Issuer is being raised in conjunction with another fund.

The estimated sales commissions listed will be allocated between the Issuer and its parallel fund(s).

Sales compensation recipients

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Recipient	CRD	Associated broker-dealer
FIRST ANALYSIS SECURITIES CORPORATION	10446
MORAVIA CAPITAL AG	None
STEEN VILLEMOES	None
TWC, INC.	None	BRIDGE CAPITAL ASSOCIATES, INC. · CRD 143475

Source: Form D, filed Jun 28, 2012. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

FIRST ANALYSIS PRIVATE EQUITY FUND V-A, L.P.

Investment adviser: FIRST ANALYSIS CAPITAL MANAGEMENT LLC

Gross asset value: $50M
Beneficial owners: 24
ADV minimum commitment: $1M

Reported in Form ADV on May 10, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator HC GLOBAL FUND SERVICES, LLC SAN FRANCISCO, California, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor RSM US LLP CHICAGO, Illinois, United States

Custodian JPMORGAN CHASE BANK, N.A. NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

RSM US LLP
PCAOB 49

Filing source

Form ADV 2103405 · May 10, 2026 · Schedule D 7.B.(1), fund 805-8960461048

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
James Macdonald	Executive, Promoter
Tracy Marshbanks	Executive, Promoter
Matthew Nicklin	Executive, Promoter
F. Oliver Nicklin, Jr.	Executive, Promoter
Howard Smith	Executive, Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

One South Wacker Drive, Suite 3900
Chicago, IL, 60606