Form D · Other Investment Fund
First American Financial Management Co
Charlotte, NC · CIK 0001462811
Offering snapshot reported Oct 7, 2009 · SEC filing
- Reported sold
- $1.13M Offering amount: $30M
- Investors reported
- 13 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Jun 22, 2009 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
- Reported sold$750,000 → $1,127,000
- Reported investors8 → 13
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Oct 7, 2009 | Amendment | $1,127,000 | $377,000vs Jul 1, 2009 | 13 | SEC filing |
| Jul 1, 2009 | Amendment | $750,000 | -$2,750,000vs Apr 29, 2009 | 8 | SEC filing |
| Apr 29, 2009 | Initial | $3,500,000 | No comparison | Not reported | SEC filing |
Offering details
- Securities
- Not reported
- Exemptions
- 06
- Duration over one year
- No
- Business combination
- Yes
- Sales commissions
- $500K (estimated)
- Finders' fees
- $0
- Form D file number
- 021-130554
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Millennium Global Capital, LLC | 146269 |
Source: Form D, filed Oct 7, 2009. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Daniel B. Berry | Director, Executive, Promoter |
| Brendan Boyle | Director, Promoter |
| Tim Clary | Promoter |
| Rob Y. Green | Director, Promoter |
| Charles Brent Mc Coy | Director, Promoter |
| Thomas J. Parliment | Director, Promoter |
| Tommy G. Thompson | Director, Promoter |
| Richard Willard Whiting | Director, Promoter |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:Charlotte, NC, 28202