Form D · Other Banking and Financial Services
First Allied Holdings, Inc.
San Diego, CA · CIK 0001534611
Offering snapshot reported Mar 9, 2012 · SEC filing
- Reported sold
- $2.79M Offering amount: $2.79M
- Investors reported
- 19 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Dec 30, 2011 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Mar 9, 2012 | Initial | $2,790,050 | No comparison | 19 | SEC filing |
| Nov 9, 2011 | Initial | $43,200,000 | No comparison | 4 | SEC filing |
Offering details
- Securities
- Equity
- Exemptions
- 06
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-174643
Source: Form D, filed Mar 9, 2012. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Adam Antoniades | Director, Executive |
| Robert M. Belke | Director |
| Michael Dura | Director |
| Gregg S. Glaser | Executive |
| Robert S. Holcomb | Executive |
| Steve Krameisen | Executive |
| Joel E. Marks | Director, Executive |
| James Minnick | Director, Executive |
| Rob Moses | Executive |
| Jennings J. Newcom | Director, Executive |
| Tiy O'neal | Executive |
| Mark Quinn | Executive |
| J. Vere Reynolds Hale | Executive |
| Alan Warrick | Director |
Issuer details
Industry: Other Banking and Financial Services (See others in industry)
Address:
655 West Broadway
San Diego, CA, 92101
San Diego, CA, 92101