Form D · Oil and Gas
First Mountain Exploration Ltd.
Calgary, A0 · CIK 0001540733
Offering snapshot reported Oct 28, 2013 · SEC filing
- Reported sold
- $206K Offering amount: $231K
- Investors reported
- 16 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Oct 15, 2013 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Oct 28, 2013 | Initial | $206,339 | No comparison | 16 | SEC filing |
| Oct 18, 2013 | Initial | $54,603 | No comparison | 3 | SEC filing |
| Jan 27, 2012 | Initial | $870,115 | No comparison | 41 | SEC filing |
Offering details
- Securities
- Equity, Security to be acquired
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $16.5K
- Finders' fees
- $0
- Form D file number
- 021-205348
The amounts reported in Item 13 were converted from Canadian Dollars at the Bank of Canada's 10/15/13 Noon Exchange Rate of CAD$1=USD$0.9642. Item 13(c) represents the hypothetical issuance of agent options issued in payment of broker commissions.
In addition to the cash consideration paid (see exchange rate conversion discussed in Item 13 above), 214,000 agent options were issued at CAD$0.12 exercisable through 10/15/14, hypothetically exercisable for USD$24,761.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Spencer Edwards Inc. | 22067 | |
| Devenir LLC | 125968 |
Source: Form D, filed Oct 28, 2013. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| William E. Ambrose | Director, Executive, Promoter |
| Nicole Bacsaimasi | Executive |
| Brad Barton | Director, Executive |
| Arthur Halleran | Director |
| Wayne Murphy | Director |
| Sara Pettigrew | Director |
| Janet Scase | Executive |
| William R. Slipp | Director, Executive |
Issuer details
Industry: Oil and Gas (See others in industry)
Address:
10th Floor, 640 8th Ave. Sw
Calgary, A0, T2P 1G7
Calgary, A0, T2P 1G7