Form D · Private Equity Fund
Firmament Capital Partners SBIC III, L.P.
New York, NY · CIK 0001802274
Offering snapshot reported Apr 13, 2021 · SEC filing
- Reported sold
- $131M Indefinite offering
- Investors reported
- 27 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Feb 14, 2020 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
- Reported investors0 → 27
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Apr 13, 2021 | Amendment | $130,500,000 | No comparison | 27 | SEC filing |
| Feb 7, 2020 | Initial | Yet to sell | No comparison | 0 | SEC filing |
Offering details
- Securities
- Pooled investment fund
- Exemptions
- 06b, 3C.1
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-360034
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Elm Capital Associates Ltd | 154372 |
Source: Form D, filed Apr 13, 2021. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Parris A. Boyd | Executive |
| N/A Firmament Advisors Sbic Iii, Llc | Executive |
| N/A Firmament Capital Partners Sbic Iii, Llc | Executive |
| Franklin H. Mc Larty | Executive |
| Lisa A. Moraglia | Executive |
| Christopher D. Smith | Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:
1 Rockefeller Plaza Suite 1203
New York, NY, 10022
New York, NY, 10022