Form D · Other Investment Fund

Firebird Mongolia Fund (Cayman) Ltd.

George Town, Grand Cayman, E9 · CIK 0001601355

Offering snapshot reported Mar 3, 2016 · SEC filing

Reported sold
$3.22M
Indefinite offering
Investors reported
17
Form D · investor count
Minimum accepted
$100K
Reported outside-investor minimum
First sale
Feb 7, 2014
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$1.61M$3.22MMar 3, 2014: $1,500,000.00Mar 3, 2014Mar 3, 2015: $3,030,000.00Mar 3, 2015Mar 3, 2016: $3,224,198.00Mar 3, 2016

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$3,030,000 → $3,224,198
  • Reported investors16 → 17

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Mar 3, 2016Amendment$3,224,198$194,198vs Mar 3, 201517SEC filing
Mar 3, 2015Amendment$3,030,000$1,530,000vs Mar 3, 201416SEC filing
Mar 3, 2014Initial$1,500,000No comparison11SEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06b, 3C, 3C.1
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-212799
The Issuer may accept additional investments on a monthly basis equal in the aggregate to $18,000,000.
No commission was paid by the Issuer.

Source: Form D, filed Mar 3, 2016. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

FIREBIRD MONGOLIA FUND (CAYMAN) LTD - CLASS A

Investment adviser: FIREBIRD MANAGEMENT, LLC

Gross asset value
$3.57M
Beneficial owners
47
ADV minimum commitment
$500K

Reported in Form ADV on Mar 29, 2019. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator TRIDENT TRUST COMPANY (CAYMAN) LIMITED GRAND CAYMAN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor BDO GRAND CAYMAN, Cayman Islands
Custodian BUTTERFIELD BANK (CAYMAN) LIMITED GRAND CAYMAN, Cayman Islands Related to adviser: No
Custodian GOLOMT BANK OF MONGOLIA ULAANBAATAR, Mongolia Related to adviser: No
Custodian ING LUXEMBOURG SA LUXEMBOURG CITY, Luxembourg Related to adviser: No
Custodian MONGOLIAN SECURITIES CLEARING HOUSE AND CENTRAL DEPOSITORY ULAANBAATAR, Mongolia Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

BDO
PCAOB 2162

BUTTERFIELD BANK (CAYMAN) LIMITED
LEI 549300MTQSPU91FZ6432

GOLOMT BANK OF MONGOLIA
LEI 549300QLH7BRA4EIZO16

Filing source

Form ADV 1289822 · Mar 29, 2019 · Schedule D 7.B.(1), fund 805-9361159764

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
N/A Fg2 Advisors, Llc Executive
Leanne Golding Director
Ian Hague Director
James Passin Director
Harvey Sawikin Director
William E. J. Walmsley Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
C/O Trident Trust Co. (Cayman) Limited One Capital Place, P.O. Box 847
George Town, Grand Cayman, E9, KY1-1103