Form D · Retailing
Fiore Management LLC
Santa Barbara, CA · CIK 0001783294
Offering snapshot reported Jul 23, 2019 · SEC filing
- Reported sold
- $18.5M Offering amount: $60M
- Investors reported
- 54 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Jun 27, 2019 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jul 23, 2019 | Initial | $18,500,000 | No comparison | 54 | SEC filing |
Offering details
- Securities
- Equity
- Exemptions
- 06c
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $188K
- Finders' fees
- $0
- Form D file number
- 021-344875
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Del Morgan & Co. | None | Globalist Capitalist, LLC |
Source: Form D, filed Jul 23, 2019. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Kerry Arnold | Executive |
| Thomas Di Giovanni | Executive |
| Richard Fisher | Executive |
| David Parsky | Executive |
| Adrian Sedlin | Executive |
| Rob Slingerland | Executive |
| Mark Vendetti | Executive |
Issuer details
Industry: Retailing (See others in industry)
Address:
3095 State Street Suite 7 537
Santa Barbara, CA, 93105
Santa Barbara, CA, 93105