Form D · Other
FiOptix Holdings Corp.
Conshohocken, PA · CIK 0002007792
Offering snapshot reported Jan 24, 2024 · SEC filing
- Reported sold
- $125 Offering amount: $125
- Investors reported
- 1 Form D · investor count
- Minimum accepted
- $125 Reported outside-investor minimum
- First sale
- Jan 10, 2024 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jan 24, 2024 | Initial | $125 | No comparison | 1 | SEC filing |
Offering details
- Securities
- Option to acquire, Security to be acquired
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $500K
- Form D file number
- 021-503295
The Warrant ws issued as partial consideration for the investor's agreement to provide a credit facility to the Issuer. The value of the warrant was determined to be $125.00
Warrant was issued as partial consideration for the investor's agmt to provide a credit facility ("CF") to the Issuer. The commission above represents KSG Advisors, LLC's total fee in connection with the provision of the CF by the Investor to the Issuer.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| KSG Advisors, LLC (dba Keystone Global) | 159341 |
Source: Form D, filed Jan 24, 2024. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Steven L Cantrell | Director, Executive |
| Stephen Forbes | Director |
| Jason Heaberlin | Director, Executive |
| Christopher S Hisey | Director |
Issuer details
Industry: Other (See others in industry)
Address:
101 E 8 Th Ave, Suite 400
Conshohocken, PA, 19428
Conshohocken, PA, 19428