Form D · Venture Capital Fund

FINTECH COLLECTIVE SL3 LLC

New York, NY · CIK 0001750017

Offering snapshot reported Aug 28, 2018 · SEC filing

Reported sold: $2.03M
Investors reported: 14
Minimum accepted: $1
First sale: Aug 16, 2018

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Aug 28, 2018	Initial	$2,025,000	No comparison	14	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06b
Duration over one year: No
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-320220

Source: Form D, filed Aug 28, 2018. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

FINTECH COLLECTIVE SL3 LLC

Investment adviser: FINTECH COLLECTIVE MANAGEMENT LLC

Gross asset value: $408K
Beneficial owners: 14
ADV minimum commitment: $75K

Reported in Form ADV on May 4, 2023. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator CARTA INVESTOR SERVICES, INC. HAMILTON, New Jersey, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor RSM US LLP BLUE BELL, Puerto Rico, United States

Custodian CARTA INVESTOR SERVICES, INC. SALT LAKE CITY, Utah, United States Related to adviser: No

Custodian CONTINENTAL STOCK TRANSFER & TRUST COMPANY NEW YORK, New York, United States Related to adviser: No

Custodian FIRST-CITIZENS BANK & TRUST COMPANY RALEIGH, North Carolina, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

RSM US LLP
PCAOB 49

Filing source

Form ADV 1759044 · May 4, 2023 · Schedule D 7.B.(1), fund 805-3026984330

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Brooks Gibbins	Executive, Promoter
Gareth Jones	Executive, Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

915 Broadway Suite 502
New York, NY, 10010