Form D · Venture Capital Fund

FINTECH COLLECTIVE FUND III LP

New York, NY · CIK 0001816203

Offering snapshot reported Jul 16, 2020 · SEC filing

Reported sold
Yet to sell
Offering amount: $150M
Investors reported
0
Form D · investor count
Minimum accepted
$1
Reported outside-investor minimum
First sale
Yet to occur
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jul 16, 2020InitialYet to sellNo comparison0SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
No
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-371161
SALES COMMISSION PAID TO THE RECIPIENT LISTED IN ITEM 12 ABOVE IS SUBJECT TO FUTURE ADJUSTMENTS THAT CANNOT CURRENTLY BE CALCULATED.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Stifel, Nicolaus & Company, Incorporated793

Source: Form D, filed Jul 16, 2020. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

FINTECH COLLECTIVE FUND III LP

Investment adviser: FINTECH COLLECTIVE MANAGEMENT LLC

Gross asset value
$278M
Beneficial owners
179
ADV minimum commitment
$2M

Reported in Form ADV on Sep 8, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator CARTA INVESTOR SERVICES, INC. HAMILTON, New Jersey, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor RSM US LLP BLUE BELL, Pennsylvania, United States
Custodian CARTA INVESTOR SERVICES, INC. SALT LAKE CITY, Utah, United States Related to adviser: No
Custodian FIRST-CITIZENS BANK & TRUST COMPANY RALEIGH, North Carolina, United States Related to adviser: No
Custodian J.P. MORGAN SECURITIES LLC NEW YORK, New York, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

RSM US LLP
PCAOB 49

J.P. MORGAN SECURITIES LLC
SEC 8-35008

Filing source

Form ADV 2131463 · Sep 8, 2026 · Schedule D 7.B.(1), fund 805-8483840789

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Brooks Gibbins Executive, Promoter
Gareth Jones Executive, Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
200 Park Ave South Suite 1611
New York, NY, 10003