Form D · Hedge Fund

Finisterre Sovereign Debt HedgeFocus Fund Ltd

Grand Cayman, E9 · CIK 0001533713

Offering snapshot reported Sep 10, 2015 · SEC filing

Reported sold
$28M
Indefinite offering
Investors reported
63
Form D · investor count
Minimum accepted
$100K
Reported outside-investor minimum
First sale
Jan 1, 2012
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$14.2M$28.4MMar 26, 2012: $550,000.00Mar 26, 2012Mar 22, 2013: $13,093,575.00Mar 22, 2013Sep 16, 2013: $16,630,245.00Sep 24, 2014: $28,424,915.00Sep 24, 2014Sep 10, 2015: $28,029,915.00Sep 10, 2015

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$28,424,915 → $28,029,915
  • Reported investors59 → 63

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Sep 10, 2015Amendment$28,029,915-$395,000vs Sep 24, 201463SEC filing
Sep 24, 2014Amendment$28,424,915$11,794,670vs Sep 16, 201359SEC filing
Sep 16, 2013Amendment$16,630,245$3,536,670vs Mar 22, 201336SEC filing
Mar 22, 2013Amendment$13,093,575$12,543,575vs Mar 26, 201227SEC filing
Mar 26, 2012Initial$550,000No comparison2SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$677K (estimated)
Finders' fees
$0
Form D file number
021-175592

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Credit Suisse Securities (USA) LLC816

Source: Form D, filed Sep 10, 2015. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

CS FINISTERRE SOVEREIGN DEBT FUND

Investment adviser: CREDIT SUISSE SECURITIES (USA) LLC

Gross asset value
$17.6M
Beneficial owners
41
ADV minimum commitment
$100K

Reported in Form ADV on Mar 29, 2016. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator BANK OF NEW YORK MELLON NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor KPMG LLP NEW YORK, New York, United States
Custodian PERSHING LLC JERSEY CITY, New Jersey, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

PERSHING LLC
SEC 8-17574

Filing source

Form ADV 1004191 · Mar 29, 2016 · Schedule D 7.B.(1), fund 805-3204690826

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
George Bashforth Director
Jaques Clough Director
N/A Credit Suisse Securities (Usa) Llc Promoter
Eileen Duff Director
Sam Ellis Director
Abali Hoilett Director
Michael Mc Vicker Executive
Peter Montgomery Director
Hugh M. Neuburger Executive
William Shaw Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
Maples Corporate Services Limited Ugland House, South Church Street
Grand Cayman, E9, KY1-1104