Form D · Hedge Fund

Finisterre EMD Total Return Fund, L.P.

Des Moines, IA · CIK 0001847943

Offering snapshot reported Feb 26, 2021 · SEC filing

Reported sold: Yet to sell
Investors reported: 0
Minimum accepted: $20M
First sale: Yet to occur

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Feb 26, 2021	Initial	Yet to sell	No comparison	0	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06b, 3C, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-390632

Sales compensation recipients

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Recipient	CRD	Associated broker-dealer
Principal Funds Distributor, Inc.	43261

Source: Form D, filed Feb 26, 2021. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

FINISTERRE EMD TOTAL RETURN FUND, LP

Investment adviser: PRINCIPAL GLOBAL INVESTORS, LLC

Gross asset value: $330M
Beneficial owners: 3
ADV minimum commitment: $20M

Reported in Form ADV on May 28, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator STATE STREET BANK AND TRUST BOSTON, Massachusetts, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor ERNST & YOUNG LLP MINNEAPOLIS, Minnesota, United States

Custodian STATE STREET BANK AND TRUST BOSTON, Massachusetts, United States Related to adviser: No

Marketer PRINCIPAL FUNDS DISTRIBUTOR, INC. FOLSOM, California, United States Related to adviser: Yes

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

ERNST & YOUNG LLP
PCAOB 42

STATE STREET BANK AND TRUST
LEI 571474TGEMMWANRLN572

PRINCIPAL FUNDS DISTRIBUTOR, INC.
CRD 43261 · SEC 8-50200

Filing source

Form ADV 2107760 · May 28, 2026 · Schedule D 7.B.(1), fund 805-1537519473

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
N/A Finisterre Emd Total Return Fund Gp, Llc	Promoter
N/A Principal Global Investors, Llc	Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

711 High Street
Des Moines, IA, 50392