Form D · Hedge Fund

Financial Opportunity Fund Ltd.

Grand Cayman, E9 · CIK 0001589528

Offering snapshot reported Apr 1, 2019 · SEC filing

Reported sold
$141M
Indefinite offering
Investors reported
34
Form D · investor count
Minimum accepted
$500K
Reported outside-investor minimum
First sale
Jul 1, 2013
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$70.5M$141MAug 15, 2014: $1,775,787.00Aug 15, 2014Oct 16, 2014: $1,775,787.00Jan 4, 2016: $1,885,787.00Jan 4, 2016Apr 1, 2019: $141,080,787.00Apr 1, 2019

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$1,885,787 → $141,080,787
  • Reported investors6 → 34

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Apr 1, 2019Amendment$141,080,787$139,195,000vs Jan 4, 201634SEC filing
May 10, 2017Initial$7,800,000No comparison4SEC filing
Jan 4, 2016Amendment$1,885,787$110,000vs Oct 16, 20146SEC filing
Oct 16, 2014Amendment$1,775,787$0vs Aug 15, 20143SEC filing
Aug 15, 2014Initial$1,775,787No comparison3SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-223017
The managing member of the Fund retained Eaton Partners to identify potential investors. The managing member pays a fee based on referrals who invest in the Fund or another fund managed by the managing member, subject to offset by a monthly retainer fee.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Eaton Partners, LLC31170

Source: Form D, filed Apr 1, 2019. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
John Cullinane Director
David Egglishaw Director
Andrew Jose Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
C/O Summit Management Limited, Ste 4 210 Governors Square, 23 Lime Treet Bay Ave
Grand Cayman, E9, KY1-1209