Form D · Hedge Fund

FINANCIAL OPPORTUNITY FUND LLC

Mclean, VA · CIK 0001453695

Offering snapshot reported Apr 1, 2019 · SEC filing

Reported sold
$409M
Indefinite offering
Investors reported
98
Form D · investor count
Minimum accepted
$20K
Reported outside-investor minimum
First sale
Feb 1, 2008
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$204M$409MJan 7, 2010: $4,400,000.00Jan 7, 2010Oct 16, 2013: $50,805,000.00Oct 16, 2013Oct 16, 2014: $70,197,500.00Jan 4, 2016: $78,897,500.00Jan 4, 2016Apr 1, 2019: $408,857,500.00Apr 1, 2019

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$78,897,500 → $408,857,500
  • Reported investors47 → 98

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Apr 1, 2019Amendment$408,857,500$329,960,000vs Jan 4, 201698SEC filing
May 10, 2017Initial$8,500,000No comparison8SEC filing
Jan 4, 2016Amendment$78,897,500$8,700,000vs Oct 16, 201447SEC filing
Oct 16, 2014Amendment$70,197,500$19,392,500vs Oct 16, 201343SEC filing
Oct 16, 2013Amendment$50,805,000$46,405,000vs Jan 7, 201033SEC filing
Jan 7, 2010Initial$4,400,000No comparison10SEC filing
Jan 2, 2009PaperNot reportedNo comparisonNot reportedSEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-125887
The managing member of the Fund retained Eaton Partners to identify potential investors. The managing member pays a fee based on referrals who invest in the Fund or another fund managed by the managing member, subject to offset by a monthly retainer fee.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Eaton Partners, LLC31170

Source: Form D, filed Apr 1, 2019. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

FINANCIAL OPPORTUNITY FUND LLC

Investment adviser: FJ CAPITAL MANAGEMENT LLC

Gross asset value
$657M
Beneficial owners
69
ADV minimum commitment
$1M

Reported in Form ADV on Mar 30, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator NORTHERN TRUST CHICAGO, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor COHEN & COMPANY, LTD. TOWSON, Maryland, United States
Custodian GOLDMAN SACHS & CO. LLC JERSEY CITY, New Jersey, United States Related to adviser: No
Marketer BOLDWATER PARTNERS NEW YORK, New York, United States Related to adviser: No
Marketer CARDO HOLDINGS CRS, LTD. HERZLIYA, Israel Related to adviser: No
Prime broker BTIG, LLC NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

COHEN & COMPANY, LTD.
PCAOB 925

GOLDMAN SACHS & CO. LLC
SEC 8-129

BTIG, LLC
CRD 122225 · SEC 8-65473

Filing source

Form ADV 2064351 · Mar 30, 2026 · Schedule D 7.B.(1), fund 805-3516382987

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Martin Friedman Executive
Andrew Jose Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
C/O Fj Capital Management Llc 1313 Dolley Madison Boulevard, Suite 306
Mclean, VA, 22101