Form D · Other Investment Fund

Financial Institutions Opportunity Fund, Limited Partnership

Milwaukee, WI · CIK 0001471398

Offering snapshot reported Mar 6, 2017 · SEC filing

Reported sold
$28.9M
Indefinite offering
Investors reported
80
Form D · investor count
Minimum accepted
$100K
Reported outside-investor minimum
First sale
Jan 1, 1995
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$14.5M$28.9MOct 6, 2009: $15,594,846.00Oct 6, 2009Feb 9, 2011: $17,344,466.00Mar 30, 2012: $18,500,447.00Feb 11, 2013: $20,758,749.00Feb 11, 2014: $23,965,379.00Mar 12, 2015: $25,305,838.00Mar 17, 2016: $27,280,838.00Mar 6, 2017: $28,904,189.00Mar 6, 2017

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$27,280,838 → $28,904,189

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Mar 6, 2017Amendment$28,904,189$1,623,351vs Mar 17, 201680SEC filing
Mar 17, 2016Amendment$27,280,838$1,975,000vs Mar 12, 201580SEC filing
Mar 12, 2015Amendment$25,305,838$1,340,459vs Feb 11, 201480SEC filing
Feb 11, 2014Amendment$23,965,379$3,206,630vs Feb 11, 201371SEC filing
Feb 11, 2013Amendment$20,758,749$2,258,302vs Mar 30, 201257SEC filing
Mar 30, 2012Amendment$18,500,447$1,155,981vs Feb 9, 201152SEC filing
Feb 9, 2011Amendment$17,344,466$1,749,620vs Oct 6, 200950SEC filing
Oct 6, 2009Initial$15,594,846No comparison55SEC filing

Offering details

Securities
Other
Exemptions
06b
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-134983
Partnership Interest

Source: Form D, filed Mar 6, 2017. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

FINANCIAL INSTITUTIONS OPPORTUNITY FUND, L.P.

Investment adviser: MILWAUKEE CAPITAL, INC.

Gross asset value
$57.7M
Beneficial owners
80
ADV minimum commitment
$100K

Reported in Form ADV on Oct 19, 2017. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Auditor SATTELL, JOHNSON, APPEL & CO., S.C. MILWAUKEE, Wisconsin, United States
Custodian CHARLES SCHWAB & CO., INC. MIDDLETON, Wisconsin, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

CHARLES SCHWAB & CO., INC.
SEC 8-16514

Filing source

Form ADV 1141605 · Oct 19, 2017 · Schedule D 7.B.(1), fund 805-8623682143

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
John P Devine Executive
Carl Kent Trimble Director, Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
731 N. Jackson Street Suite 804
Milwaukee, WI, 53202