Form D · Commercial Banking
FINANCIAL INSTITUTIONS INC
Warsaw, NY · CIK 0000862831
Offering snapshot reported Dec 17, 2025 · SEC filing
- Reported sold
- $80M Offering amount: $80M
- Investors reported
- 35 Form D · investor count
- Minimum accepted
- $100K Reported outside-investor minimum
- First sale
- Dec 11, 2025 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Dec 17, 2025 | Initial | $80,000,000 | No comparison | 35 | SEC filing |
| Oct 15, 2020 | Initial | $35,000,000 | No comparison | 20 | SEC filing |
Offering details
- Securities
- Debt
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $1.08M
- Finders' fees
- $0
- Form D file number
- 021-567147
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Piper Sandler & Co. | 665 |
Source: Form D, filed Dec 17, 2025. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No matching detailed fund disclosure was found in the latest imported ADV filings. This does not establish that the issuer has no adviser.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Karl V. Anderson, Jr. | Director |
| Justin K. Bigham | Executive |
| Martin K Birmingham | Director, Executive |
| Donald K. Boswell | Director |
| Dawn H. Burlew | Director |
| Samuel J. Burruano | Executive |
| Samuel J. Burruano, Jr. | Executive |
| Sandra L. Byers | Executive |
| Laurie R. Collins | Executive |
| Andrew W. Dorn, Jr. | Director |
| Joseph L. Dugan | Executive |
| Sonia M. Dumbleton | Executive |
| Robert M. Glaser | Director |
| Samuel M. Gullo | Director |
| Bruce W. Harting | Director |
| Susan R. Holliday | Director |
| Blake G. Jones | Executive |
| Robert N. Latella | Director |
| Eric W. Marks | Executive |
| Gary A. Pacos | Executive |
| Angela J. Panzarella | Director |
| William J. Plants | Executive |
| Kevin B. Quinn | Executive |
| Robert L. Schrader | Director |
| Kim E. Van Gelder | Director |
| Sean M. Willett | Executive |
| Mark A. Zupan | Director |
Issuer details
Industry: Commercial Banking (See others in industry)
Address:
220 Liberty Street
Warsaw, NY, 14569
Phone: 5857861100
Warsaw, NY, 14569
Phone: 5857861100