Form D · Other Banking and Financial Services
Financial Engines, Inc.
Sunnyvale, CA · CIK 0001430592
Offering snapshot reported Feb 3, 2016 · SEC filing
- Reported sold
- $272M Offering amount: $272M
- Investors reported
- 4 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Feb 1, 2016 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Feb 3, 2016 | Initial | $271,861,947 | No comparison | 4 | SEC filing |
Offering details
- Securities
- Equity
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- Yes
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-256626
Source: Form D, filed Feb 3, 2016. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Olena E. Berg Lacy | Director |
| Heidi K. Fields | Director |
| Blake R. Grossman | Director |
| Joseph A. Grundfest | Director |
| Robert A. Huret | Director |
| Paul G. Koontz | Executive |
| Michael E. Martin | Director |
| Lawerence M. Raffone | Director, Executive |
| John B. Shoven | Director |
| Raymond J. Sims | Executive |
| David B. Yoffie | Director |
Issuer details
Industry: Other Banking and Financial Services (See others in industry)
Address:
1050 Enterprise Way, 3rd Floor
Sunnyvale, CA, 94089
Sunnyvale, CA, 94089