Form D · Private Equity Fund

FIN-SM-SMA, LP

San Francisco, CA · CIK 0002017396

Offering snapshot reported Mar 29, 2024 · SEC filing

Reported sold
$1.5M
Indefinite offering
Investors reported
1
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Oct 26, 2023
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Mar 29, 2024Initial$1,500,000No comparison1SEC filing

Offering details

Securities
Equity, Pooled investment fund, Other
Exemptions
3C.7, 06b, 3C
Duration over one year
No
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-509084
Limited Partnership Interests

Source: Form D, filed Mar 29, 2024. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

FIN-SM-SMA, LP

Investment adviser: FIN VENTURE CAPITAL MANAGEMENT LLC

Gross asset value
$1.59M
Beneficial owners
1
ADV minimum commitment
$1M

Reported in Form ADV on Aug 20, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator IQ EQ FUND SERVICES, LLC DALLAS, Texas, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor KPMG SAN FRANCISCO, California, United States
Custodian JPMORGAN CHASE BANK, N.A. SAN FRANCISCO, California, United States Related to adviser: No
Prime broker MORGAN STANLEY & CO. LLC NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

KPMG
PCAOB 395

MORGAN STANLEY & CO. LLC
CRD 8209 · SEC 8-15869

Filing source

Form ADV 2126908 · Aug 20, 2026 · Schedule D 7.B.(1), fund 805-5272298358

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Logan Allin Executive, Promoter
N/A Fin Regatta Ii, Llc Executive, Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
One Sansome Street, Suite 3950
San Francisco, CA, 94104