Form D · Commercial Banking
Fidelity Co
Dubuque, IA · CIK 0001905320
Offering snapshot reported Jan 20, 2022 · SEC filing
- Reported sold
- $15M Offering amount: $15M
- Investors reported
- 13 Form D · investor count
- Minimum accepted
- $250K Reported outside-investor minimum
- First sale
- Dec 28, 2021 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jan 20, 2022 | Initial | $15,000,000 | No comparison | 13 | SEC filing |
Offering details
- Securities
- Debt, Other
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $263K
- Finders' fees
- $0
- Form D file number
- 021-430113
Sale of Subordinated Unsecured Notes
Placement Agent Fee
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Bankers' Bank | None |
Source: Form D, filed Jan 20, 2022. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Mindy Burds | Executive |
| Vivian Clemen | Executive |
| Deb Engler | Executive |
| James Kennedy | Director, Executive |
| Bryan Vander Lee | Director, Executive |
| Dan Zitelman | Director, Executive |
Issuer details
Industry: Commercial Banking (See others in industry)
Address:
2375 Meinen Court
Dubuque, IA, 52002
Dubuque, IA, 52002