Form D · Other Investment Fund

FIAM Global Ex U.S. Index Fund, LP

Smithfield, RI · CIK 0001568698

Offering snapshot reported Sep 12, 2017 · SEC filing

Reported sold
$2.08B
Indefinite offering
Investors reported
14
Form D · investor count
Minimum accepted
$1M
Reported outside-investor minimum
First sale
Feb 1, 2013
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$1.04B$2.08BFeb 5, 2013: $5,827,162.00Feb 5, 2013Jul 29, 2013: $742,376,574.00Jul 18, 2014: $1,131,019,956.00Jul 13, 2015: $102,676,476.00Dec 18, 2015: $1,183,865,969.00Jun 10, 2016: $1,499,547,804.00Sep 12, 2017: $2,084,599,000.00Sep 12, 2017

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$1,499,547,804 → $2,084,599,000

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Sep 12, 2017Amendment$2,084,599,000$585,051,196vs Jun 10, 201614SEC filing
Jun 10, 2016Amendment$1,499,547,804$315,681,835vs Dec 18, 201514SEC filing
Dec 18, 2015Amendment$1,183,865,969$1,178,038,807vs Feb 5, 201314SEC filing
Jul 13, 2015Amendment$102,676,476-$1,028,343,480vs Jul 18, 201414SEC filing
Jul 18, 2014Amendment$1,131,019,956$388,643,382vs Jul 29, 201313SEC filing
Jul 29, 2013Amendment$742,376,574$736,549,412vs Feb 5, 201313SEC filing
Feb 5, 2013Initial$5,827,162No comparison1SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-191336

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Fidelity Investments Institutional Services Company, Inc.17507Fidelity Investments Institutional Services Company, Inc. · CRD 17507
Fidelity Brokerage Services7784Fidelity Brokerage Services · CRD 7784

Source: Form D, filed Sep 12, 2017. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

FIAM GLOBAL EX U.S. INDEX FUND LP

Investment adviser: GEODE CAPITAL MANAGEMENT, LLC

Gross asset value
$1.9B
Beneficial owners
14
ADV minimum commitment
$1M

Reported in Form ADV on Apr 17, 2017. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator FIDELITY SERVICE COMPANY, INC. WESTLAKE, Texas, United States Investor statements: No (provided to no investors) Related to adviser: No
Auditor PRICEWATERHOUSECOOPERS LLP BOSTON, Massachusetts, United States
Custodian THE NORTHERN TRUST CORP. CHICAGO, Illinois, United States Related to adviser: No
Marketer PYRAMIS DISTRIBUTORS CORPORATION LLC SMITHFIELD, Rhode Island, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

PYRAMIS DISTRIBUTORS CORPORATION LLC
CRD 146430 · SEC 8-67821

Filing source

Form ADV 1107832 · Apr 17, 2017 · Schedule D 7.B.(1), fund 805-6897473240

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Adrien Deberghes Executive
Carlos Pi Sierra Executive
Louis Russo Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
900 Salem Street
Smithfield, RI, 02917