Form D · Other Investment Fund

FIAM Global Concentrated Unconstrained Fund, L.P.

Smithfield, RI · CIK 0001679615

Offering snapshot reported Jul 23, 2018 · SEC filing

Reported sold: $80.5M
Investors reported: 4
Minimum accepted: $1M
First sale: Jul 14, 2016

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$155,211,570 → $80,531,176
Reported investors5 → 4

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Jul 23, 2018	Amendment	$80,531,176	-$74,680,394vs Sep 8, 2017	4	SEC filing
Sep 8, 2017	Amendment	$155,211,570	$10,314,671vs Jul 15, 2016	5	SEC filing
Jul 15, 2016	Initial	$144,896,899	No comparison	3	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06b, 3C, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-267112

Sales compensation recipients

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Recipient	CRD	Associated broker-dealer
Fidelity Investments Institutional Services Company, Inc.	17507	Fidelity Investments Institutional Services Company, Inc. · CRD 17507
Fidelity Brokerage Services	7784	Fidelity Brokerage Services · CRD 7784

Source: Form D, filed Jul 23, 2018. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

FIAM GLOBAL CONCENTRATED UNCONSTRAINED FUND LP

Investment adviser: FIAM LLC

Gross asset value: $73.1M
Beneficial owners: 4
ADV minimum commitment: $3M

Reported in Form ADV on Jan 4, 2019. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator FIDELITY SERVICES COMPANY, INC WESTLAKE, Texas, United States Investor statements: No (provided to no investors) Related to adviser: Yes

Auditor PRICEWATERHOUSECOOPERS LLP BOSTON, Massachusetts, United States

Custodian BROWN BROTHERS HARRIMAN & CO. BOSTON, Massachusetts, United States Related to adviser: No

Marketer FIDELITY BROKERAGE SERVICES LLC SMITHFIELD, Rhode Island, United States Related to adviser: Yes

Marketer FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. SMITHFIELD, Rhode Island, United States Related to adviser: Yes

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

PRICEWATERHOUSECOOPERS LLP
PCAOB 238

BROWN BROTHERS HARRIMAN & CO.
LEI 5493006KMX1VFTPYPW14

FIDELITY BROKERAGE SERVICES LLC
CRD 7784 · SEC 8-23292

FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC.
CRD 17507 · SEC 8-35097

Filing source

Form ADV 1261136 · Jan 4, 2019 · Schedule D 7.B.(1), fund 805-6043301892

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Scott E. Couto	Executive
Judy Marlinski	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

900 Salem Street
Smithfield, RI, 02917