Form D · Other Investment Fund

FIAM Global Allocation, L.P.

Smithfield, RI · CIK 0001745202

Offering snapshot reported Jul 11, 2019 · SEC filing

Reported sold: $1.07B
Investors reported: 2
Minimum accepted: $500K
First sale: Jun 29, 2018

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$1,000,500,000 → $1,071,535,500

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Jul 11, 2019	Amendment	$1,071,535,500	$71,035,500vs Jun 29, 2018	2	SEC filing
Jun 29, 2018	Initial	$1,000,500,000	No comparison	2	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06b, 3C, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-315834

Sales compensation recipients

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Recipient	CRD	Associated broker-dealer
Fidelity Investments Institutional Services Company, Inc.	17507	Fidelity Investments Institutional Services Company, Inc. · CRD 17507
Fidelity Brokerage Services	7784	Fidelity Brokerage Services · CRD 7784

Source: Form D, filed Jul 11, 2019. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

FIAM GLOBAL ALLOCATION LP

Investment adviser: FIAM LLC

Gross asset value: $948M
Beneficial owners: 2
ADV minimum commitment: $500K

Reported in Form ADV on Feb 11, 2020. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator FIDELITY SERVICE COMPANY, INC. MERRIMACK, New Hampshire, United States Investor statements: No (provided to no investors) Related to adviser: Yes

Auditor PRICEWATERHOUSECOOPERS LLP BOSTON, Massachusetts, United States

Custodian STATE STREET BANK & TRUST COMPANY BOSTON, Massachusetts, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

PRICEWATERHOUSECOOPERS LLP
PCAOB 238

STATE STREET BANK & TRUST COMPANY
LEI 571474TGEMMWANRLN572

Filing source

Form ADV 1366634 · Feb 11, 2020 · Schedule D 7.B.(1), fund 805-6513919124

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Judy Marlinski	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

900 Salem Street
Smithfield, RI, 02917