Form D · Other Investment Fund
FIAM BROAD MARKET DURATION FUND, LLC
Smithfield, RI · CIK 0001295494
Offering snapshot reported Jun 26, 2026 · SEC filing
- Reported sold
- $2.45B Indefinite offering
- Investors reported
- 5 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Jun 1, 2004 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
- Reported sold$1,867,111,811 → $2,446,161,522
- Reported investors6 → 5
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jun 26, 2026 | Amendment | $2,446,161,522 | $579,049,711vs Jun 27, 2025 | 5 | SEC filing |
| Jun 27, 2025 | Amendment | $1,867,111,811 | $232,095,827vs Jun 28, 2024 | 6 | SEC filing |
| Jun 28, 2024 | Amendment | $1,635,015,984 | $207,389,813vs Jun 30, 2023 | 6 | SEC filing |
| Jun 30, 2023 | Amendment | $1,427,626,171 | $626,670,208vs Jul 1, 2022 | 6 | SEC filing |
| Jul 1, 2022 | Amendment | $800,955,963 | $34,092,043vs Jul 21, 2021 | 6 | SEC filing |
| Jul 21, 2021 | Amendment | $766,863,920 | No comparison | Not reported | SEC filing |
| Jul 30, 2020 | Amendment | $449,339,500 | $855,018vs Jul 8, 2019 | 5 | SEC filing |
| Jul 8, 2019 | Amendment | $448,484,482 | $14,148,779vs Jul 23, 2018 | 6 | SEC filing |
| Jul 23, 2018 | Amendment | $434,335,703 | -$29,634,041vs Sep 13, 2017 | 5 | SEC filing |
| Sep 13, 2017 | Amendment | $463,969,744 | $148,074,952vs Jun 15, 2016 | 5 | SEC filing |
| Jun 15, 2016 | Amendment | $315,894,792 | $7,986,244vs Dec 17, 2015 | 5 | SEC filing |
| Dec 17, 2015 | Amendment | $307,908,548 | -$20,374,362vs Jul 9, 2015 | 5 | SEC filing |
| Jul 9, 2015 | Amendment | $328,282,910 | $38,510,603vs Jul 18, 2014 | 5 | SEC filing |
| Jul 18, 2014 | Amendment | $289,772,307 | $32,201,998vs Jul 29, 2013 | 5 | SEC filing |
| Jul 29, 2013 | Amendment | $257,570,309 | $0vs Jul 22, 2013 | 5 | SEC filing |
| Jul 22, 2013 | Amendment | $257,570,309 | -$8,249,591vs Jun 12, 2012 | 5 | SEC filing |
| Jun 12, 2012 | Amendment | $265,819,900 | $84,819,900vs Jun 15, 2011 | 5 | SEC filing |
| Jun 15, 2011 | Amendment | $181,000,000 | $36,500,000vs Jun 23, 2010 | 4 | SEC filing |
| Jun 23, 2010 | Amendment | $144,500,000 | No comparison | 4 | SEC filing |
| Sep 17, 2009 | Amendment | $191,100,000 | No comparison | 4 | SEC filing |
Offering details
- Securities
- Equity, Pooled investment fund
- Exemptions
- 06b, 3C, 3C.7
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-66839
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Fidelity Distributors Company LLC | 17507 | |
| Fidelity Brokerage Services, LLC | 7784 |
Source: Form D, filed Jun 26, 2026. Minimum accepted may differ from a standard advertised minimum.
Fund connections
The linked fund shows its most recently reported ADV details.
Matched by reported Form D file number
FIAM BROAD MARKET DURATION FUND, LLC
Investment adviser: FIAM LLC
- Gross asset value
- $1.93B
- Beneficial owners
- 5
- ADV minimum commitment
- $5M
Reported in Form ADV on Jul 30, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.
Service providers
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- Yes
PRICEWATERHOUSECOOPERS LLP
PCAOB 238
THE BANK OF NEW YORK MELLON
LEI HPFHU0OQ28E4N0NFVK49
FIDELITY BROKERAGE SERVICES LLC
CRD 7784 · SEC 8-23292
FIDELITY DISTRIBUTORS COMPANY LLC
CRD 17507 · SEC 8-35097
Filing source
Form ADV 2123092 · Jul 30, 2026 · Schedule D 7.B.(1), fund 805-9860112826
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Joseph Benedetti | Executive |
| Casey Condron | Executive |
| Scott E. Couto | Executive |
| William E. Dailey | Executive |
| Laura Del Prato | Director, Executive |
| N/A Fiam Institutional Funds Manager, Llc | Executive, Promoter |
| Risteard Hogan | Director, Executive |
| William Irving | Executive |
| Judy Marlinski | Executive |
| Douglas R. Moore | Executive |
| Joseph A. Nedder | Executive |
| Thomas Vercillo | Executive |
| Vadim Zlotnikov | Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:Smithfield, RI, 02917