Form D · Other Banking and Financial Services
FGI Worldwide Holdings LLC
New York, NY · CIK 0001682830
Offering snapshot reported Oct 25, 2016 · SEC filing
- Reported sold
- $32.4M Offering amount: $50M
- Investors reported
- 27 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Oct 15, 2016 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Oct 25, 2016 | Initial | $32,350,000 | No comparison | 27 | SEC filing |
Offering details
- Securities
- Equity
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $5M (estimated)
- Finders' fees
- $0
- Form D file number
- 021-273149
NCG Securities LLC will receive equity-based interest in the issuer which will not exceed 10% of the total offering amount.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| NCG Securities LLC | 160481 | NCG Securities LLC · CRD 160481 |
Source: Form D, filed Oct 25, 2016. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Joseph Albertelli | Director, Executive |
| Sami Altaher | Director, Executive |
| David M Di Piero | Director, Executive, Promoter |
Issuer details
Industry: Other Banking and Financial Services (See others in industry)
Address:
80 Broad Street 22 Nd Floor
New York, NY, 10004
New York, NY, 10004