Form D · Commercial
FGG Cornerstone Plaza, LLC
San Jose, CA · CIK 0001484058
Offering snapshot reported Feb 22, 2010 · SEC filing
- Reported sold
- $2.97M Offering amount: $3M
- Investors reported
- 8 Form D · investor count
- Minimum accepted
- $300K Reported outside-investor minimum
- First sale
- Jul 8, 2005 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Feb 22, 2010 | Initial | $2,965,287 | No comparison | 8 | SEC filing |
Offering details
- Securities
- Not reported
- Exemptions
- 06, 3C, 3C.1
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $240K (estimated)
- Finders' fees
- $0
- Form D file number
- 021-138911
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| John S. Notman | 1033267 | Berthel Fisher & Company Financial Services, Inc. · CRD 13609 |
| Kenneth R. Graham | 4756842 | Berthel Fisher & Company Financial Services, Inc. · CRD 13609 |
| Robert B. Setser | 1005169 | Berthel Fisher & Company Financial Services, Inc. · CRD 13609 |
Source: Form D, filed Feb 22, 2010. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Paul Getty | Executive |
| Adiel Gorel | Executive |
| Dinesh Gupta | Executive |
| Dennis Kamensky | Executive |
| Ken Shilling | Executive |
Issuer details
Industry: Commercial (See others in industry)
Address:
100 Century Center Court Suite 503
San Jose, CA, 95112
San Jose, CA, 95112