Form D · Hedge Fund

FG SPECIAL SITUATIONS FUND, LP

Charlotte, NC · CIK 0001827753

Offering snapshot reported Oct 21, 2020 · SEC filing

Reported sold: Yet to sell
Investors reported: 0
Minimum accepted: $0
First sale: Yet to occur

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Oct 21, 2020	Initial	Yet to sell	No comparison	0	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06b, 3C, 3C.1
Duration over one year: Yes
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-378460

Source: Form D, filed Oct 21, 2020. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

FG SPECIAL SITUATIONS FUND, LP

Investment adviser: FG SPECIAL SITUATIONS FUND ADVISOR, LLC

Gross asset value: $16.5M
Beneficial owners: 2
ADV minimum commitment: $0

Reported in Form ADV on Mar 30, 2023. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator SS&C TECHNOLOGIES WINDSOR, Connecticut, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor GRANT THORNTON, LLP CHARLOTTE, North Carolina, United States

Custodian NORTHERN TRUST SECURITIES, INC. CHICAGO, Illinois, United States Related to adviser: No

Custodian WELLS FARGO BANK, N.A. SAN FRANCISCO, California, United States Related to adviser: No

Prime broker NORTHERN TRUST SECURITIES, INC. CHICAGO, Illinois, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

GRANT THORNTON, LLP
PCAOB 248

NORTHERN TRUST SECURITIES, INC.
SEC 8-23689 · LEI 3CHSO99JSPHD9HGNYJ46

WELLS FARGO BANK, N.A.
LEI KB1H1DSPRFMYMCUFXT09

NORTHERN TRUST SECURITIES, INC.
CRD 7927 · SEC 8-23689

Filing source

Form ADV 1746582 · Mar 30, 2023 · Schedule D 7.B.(1), fund 805-8302176556

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Daniel Kyle Cerminara	Promoter
N/A Fgi Funds Management, Llc	Promoter
N/A Fg Special Situations Fund Gp, Llc	Promoter
Lewis Johnson	Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

4201 Congress Street Suite 140
Charlotte, NC, 28209