Form D · Other Investment Fund

FG-CVH, a series of Forge Investments LLC

Salt Lake City, UT · CIK 0001831898

Offering snapshot reported Nov 8, 2021 · SEC filing

Reported sold
$12.3M
Offering amount: $12.3M
Investors reported
10
Form D · investor count
Minimum accepted
$100K
Reported outside-investor minimum
First sale
Nov 12, 2020
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$6.14M$12.3MDec 2, 2020: $6,209,804.00Dec 2, 2020Nov 8, 2021: $12,278,702.00Nov 8, 2021

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$6,209,804 → $12,278,702
  • Reported investors8 → 10
  • Minimum accepted$2,000 → $100,000

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Nov 8, 2021Amendment$12,278,702$6,068,898vs Dec 2, 202010SEC filing
Dec 2, 2020Initial$6,209,804No comparison8SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C.1
Duration over one year
No
Business combination
No
Sales commissions
$471K
Finders' fees
$0
Form D file number
021-381940

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Forge Markets LLC166555Forge Markets LLC · CRD 166555

Source: Form D, filed Nov 8, 2021. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

FG-CVH, A SERIES OF FORGE INVESTMENTS LLC

Investment adviser: FORGE GLOBAL ADVISORS LLC

Gross asset value
$15M
Beneficial owners
9
ADV minimum commitment
$20K

Reported in Form ADV on Jan 30, 2023. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Auditor EISNERAMPER NEW YORK, New York, United States
Custodian FIRST REPUBLIC BANK SAN FRANCISCO, California, United States Related to adviser: No
Marketer FORGE SECURITIES LLC SAN FRANCISCO, California, United States Related to adviser: Yes
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
Yes

EISNERAMPER
PCAOB 274

FIRST REPUBLIC BANK
LEI YWC0TIKBQM2JV8L4IV08

FORGE SECURITIES LLC
CRD 134596 · SEC 8-66846

Filing source

Form ADV 1703988 · Jan 30, 2023 · Schedule D 7.B.(1), fund 805-3146758083

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Llc Assure Fund Management Ii Director
Jeremy Neilson Executive
Richard Thoms Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
6510 S Millrock Drive Suite 400
Salt Lake City, UT, 84121